2022 Forbes | SHOOK Top Advisor Summit Agenda

TIME

EVENT

2:00pm

Registration – Brahms 1 & 2

6:00-9:00pm

Pre-Party hosted by First Trust at Jardin

*Exclusively for advisors and their better-half*

TIME

SESSION & SPEAKER

PRE-CONFERENCE

10:00am

Registration – Brahms 1 & 2

2:00-2:20pm

Pre-Con 1: How Business Leaders Invest for Tomorrow

• Randy Conner, Churchill Management Group
• Rachel Gottlieb, UBS Wealth Management
• Janet Koh, Director, Advisor Advancement Institute, New York Life Investments

2:20-2:40pm

Pre-Con 2: Building Brand Relevance

• Mike Fox, Founder, The Mullingar Group
• Kevin Parent, Sr. Investment Consultant, Thornburg

2:40-3:00pm

Pre-Con 3: Lessons Learned from the Past 10 years

• Steve Deschenes, Director of Client Research, Capital Group, Home of American Funds
• Michael Schweitzer, Senior VP & Head of HNW Strategy & Distribution, Capital Group, Home of American Funds

3:00-3:10pm

REFRESHMENT BREAK

3:10-3:30pm

Pre-Con 4: Corrections, Inflation & Recessions: Exhibits to Help Clients Navigate Today’s Turbulent Market

• Chris Davis, Chairman & Portfolio Manager, Davis Advisors
• Dodd Kittsley, National Director, Davis Advisors

3:30-3:50pm

Pre-Con 5: Your Money Story – Clients Unique History with Money

• John Shadden, Morgan Stanley Private Wealth Management
• Brian Werdesheim, Oppenheimer
• Bill McManus, Director, Hartford Funds

3:50-4:10pm

Pre-Con 6: Emerging Innovation Trends in the Knowledge Economy

• Abhi Arun, General Partner, Alkeon Capital
• John Blau, Managing Director, Alkeon Capital

4:10-4:30pm

Pre-Con 7: Transformational Conversations: Blueprints from America’s Top Advisor Teams

• Chris Brady, Sr. Regional Vice President, Pacific Life

4:30-5:00pm

Pre-Con 8: SHOOK Best Idea Competition

• Judge: Krista Goryl, Head of HNW Strategy & Growth, Wells Fargo Wealth & Investment Management
• Judge: Tim Oden, Managing Director, Advisor Services Bus. Development, Charles Schwab
• Judge: Heather Crist, Head of Field Engagement, UBS Wealth Management USA
• Moderator: Frank Berland, Managing Partner, SHOOK Research
• Moderator: Liz Shook, COO & CO-Founder, SHOOK Research

5:30-6:30pm

COCKTAIL RECEPTION

6:45pm

GALA DINNER
Welcome to Our Special Event

• Liz Shook, COO & Co-Founder, SHOOK Research

6:55pm

Introduction

• Joseph Lohrer, Sr. Managing Director & Head of U.S. Retail Sales, Blackstone Private Wealth Solutions

7:00pm

R.J. “The SHOOK Effect”

• R.J. Shook, Co-Founder & President, SHOOK Research, Senior Forbes Contributor

7:25pm

ESG for Thee, China for Me

• Mike Pompeo, 70^th United States Secretary of State
• Vivek Ramaswamy, Co-Founder & Executive Chairman, Strive Asset Management
• Moderator: Randall Lane, Editor in Chief, Content Officer, Forbes Magazine
• Introduction: R.J. Shook, Co-Founder & President, SHOOK Research, Senior Forbes Contributor

8:00-9:00pm

CHAMPAGNE RECEPTION SPONSORED BY NY LIFE INVESTMENTS

TIME

SESSION & SPEAKER

7:00am

Registration – Registration Desk 5

7:00-8:00am

Breakfast

8:00-8:10am

Opening Remarks

• Frank Berland, Managing Partner, SHOOK Research

8:10-8:20am

SHOOK One’s - My Best Idea

• Amir Mossanen, Truist
• Tom Burt, Managing Director, Golub Capital

8:20-8:35am

The SHOOK Effect – Purpose and Innovation

• Erin Scannell, Ameriprise Financial Services
• Drew Freides, UBS Private Wealth Management
• Moderator: Pat O’Connell, EVP, President Ameriprise Advisor & Ameriprise Financial Institutions Groups
• Sam Castner, Regional Director, Global X ETFs

8:35-8:50am

Real Estate in an Inflationary Environment

• Kathleen McCarthy, Sr. Managing Director, Blackstone Real Estate
• Moderator: Michael Poppo, UBS Wealth Management
• Mike Dupuis, Managing Director, Blackstone Private Wealth Solutions

8:50-9:10am

No child left behind…The Race for Ella

• Jamie Shook, Sophomore, Wake Forest Univ., St. Jude Junior Leadership Board, Make-A-Wish Junior Member & CCRF — SOAR Leadership Council
• Introduction: Josh Stamer, Sr. Managing Director, Foundation Source

9:10-9:25am

REFRESHMENT BREAK

9:25-9:40am

Team Structures and Compensation

• Adam Epstein, UBS Private Wealth Management
• Liz Weikes, J.P. Morgan Wealth Management
• Moderator: John Mathews, Managing Director Head, PW & UHNW, UBS Wealth Management USA
• Tom Pellowe, Managing Director, BlueOwl Capital

9:40-10:00am

Investing in the Current Macro Environment/Insights from Rick Rieder

• Rick Rieder, Managing Director & Global Chief Investment Officer, BlackRock
• Kelly Apple, Divisional Director, BlackRock

10:00-10:05am

SHOOK One’s - My Best Idea

• Peter Rohr, Merrill Private Wealth Management
• Greg Feldman, Private Wealth Consultant, Thornburg

10:05-10:20am

Infrastructure’s Role in Today’s Client Portfolio

• Raj Agrawal, Global Head of Infrastructure Business, KKR
• Moderator: Nestor Vicknair, Merrill Lynch Wealth Management
• Shannon Rutter, Director, Client and Partner Group, KKR

10:20-10:35am

Exit Interview with the G.O.A.T.

• Bill Miller, Chairman, CIO & Founder, Miller Value Partners
• Moderator: Marvin McIntyre, Morgan Stanley Private Wealth Management

10:35-10:40am

SHOOK One’s - My Best Idea

• Victor Livingstone, Morgan Stanley Private Wealth Management
• Andrew Wellington, Co-Founder, Managing Partner & CIO, Lyrical Asset Management

10:40-10:55am

How the Best Become the Best

• Dr. Kevin Elko, Advisor Advancement Institute, New York Life Investments
• Raj Sharma, Merrill Private Wealth Management
• Jamie Hawes, Advisor Consultant, New York Life Investments

10:55-11:10am

SNACK BREAK

11:10-11:45am

CONCURRENT BREAKOUTS

Breakout #1: Incorporating Options to Reduce Volatility and Generate Income

• Hamilton Reiner, Managing Director, J.P. Morgan Asset Management
• Daniel T. Sullivan, VP & Client Advisor, J.P. Morgan Asset Management
• Moderator: Shawn Gold, Merrill Lynch Wealth Management

Breakout #2: Generating Referrals Through Centers of Influence

• Brian Gallary, Head of Strategy & Consulting, First Trust Portfolios L.P.

Breakout #3: Engaging Family Wealth Systems

• Tobias Donath, Sr. VP, Center for Family Engagement, Fidelity Investments

Breakout #4: Value, Volatility, and Inflation Through the First Eagle Lens

• Matthew Lamphier, Portfolio Manager & Director of Research, First Eagle Investments
• Moderator: Stephen Weatherly, Merrill Lynch Wealth Management

11:45-12:45pm

LUNCH

11:45-11:50am

• Moira Forbes, Forbes Media

11:50am-12:25pm

Fireside Chat with Cathie Wood

• Cathie Wood, CEO & CIO, Ark Investment
• Ron Insana, Senior Advisor, Schroders
• Robert Malve, Advisor Consultant, Hartford Funds

12:25-12:35pm

Forbes | SHOOK – How Top Advisors Are Leveraging Recognition

• Paul Reiss, Group VP, Strategic Partnerships & Licensing, Forbes
• Nick LoMaglio, UBS Wealth Management

12:45-1:00pm

De-globalization, Portfolio Implications of the Western Pivot Away from China

• Matt Pottinger, Former U.S. National Security Advisor
• Moderator: Ryan Caldwell, Managing Director, FS Investments
• JP Armenio, Global Head of Institutional Business, FS Investments

1:00-1:15pm

Opportunities in Munis

• Dave Hammer, Head of Municipal Bond Portfolio Management, PIMCO
• Moderator: Andrew Vahab, First Republic Investment Management
• Peter Prinstein, Executive VP & Head of Private Client Group, PIMCO

1:15-1:30pm

REFRESHMENT BREAK

1:30-2:05pm

CONCURRENT BREAKOUTS

Breakout #1: Business Owners Insights

• Diego Verdugo, Director, Advisor Consulting Team

Breakout #2: Periodic Table of Investments

• Joe Ross, VP of Sales Productivity & Business Development, AIG Financial Distributors
• Ryan Tapak, VP & Divisional Sales Manager, AIG Financial Distributors

Breakout #3: The Evolution and Implementation of Alternative Investment Strategies for HNW Portfolios

• Matt Stadtmauer, Head of Private Wealth, Select Equity Partners
• Claudio Macchetto, Managing Director, GoldenTree Asset Management
• Howard Nifoussi, Managing Director, Apollo
• Moderator: Chris Toomey, Morgan Stanley Private Wealth Management

2:05-2:15pm

SNACK BREAK

2:15-2:30pm

Tax Efficient Ideas for 2022

• Colleen Jaconetti, Sr. Manager, Investment Advisory Research, VanGuard
• Gerry Klingman, Klingman & Associates
• Kevin Myeroff, Sequoia Financial Group

2:30-2:45pm

Why Crypto? An Opportunity Advisors Can No Longer Ignore

• Matt Hougan, Chief Investment Officer, Bitwise Asset Management
• Ric Edelman, Founder, Digital Assets Council of Financial Professionals

2:45-3:05pm

Alternative Investments – Private Equity & Private Credits

• Lynn Baranski, Global Head of Investments, Private Equity Partners, BlackRock
• Armen Panossian, Head of Performing Credit and Portfolio Manager, Oaktree Capital Management
• Moderator: Ron Insana, Senior Advisor, Schroders
• John Sievers, Head of U.S. Sales, Brookfield Oaktree Wealth Solutions

3:05-3:20pm

Rising Rates, Soaring Inflation and Fading Fiscal Stimulus, Oh My!

• Michael Arone, Chief Investment Strategist, State Street Global Advisors SPDR ETFs
• Moderator: Marc Rosenbach, Wells Fargo Advisors
• Darius Tandy, VP of Private Wealth Division, State Street Global Advisors SPDR ETFs

3:20-3:25pm

SHOOK One’s – My Best Idea

• Shawn Fowler, Morgan Stanley Private Wealth Management
• Ryan Tapak, VP & Divisional Sales Manager, AIG Financial Distributors

3:25-3:40pm

Investing in 2022 and Beyond: Guide to the Markets

• Dr. David Kelly, Chief Global Strategist & Head of Global Markets Insights Strategy, J.P. Morgan Asset Management
• Jim George, Managing Director & Client Advisor, J.P. Morgan Asset Management

3:40-3:55pm

Private Real Estate Today

• Mark Binder, UBS Private Wealth Management
• John McCarthy, CEO, Starwood Real Estate Income Trust
• Chip Saltz, National Sales Manager, Starwood Capital L.L.C

3:55-4:10pm

REFRESHMENT BREAK

4:10 -4:30pm

In Search of Greatness: Getting the Best from Yourself and Your Team

• Paul Brunswick, Head of Invesco Global Consulting, Invesco
• Jeff Germain, Wells Fargo Advisors
• Ron Munman, J.P. Morgan Wealth Management
• Nick Cirbo, Senior Advisor Consultant, Invesco

4:30-4:50pm

Fireside Chat with Professor Siegel

• Jeremy Siegel, Sr. Investment Strategy Advisor, WisdomTree & Emeritus Professor of Finance at The Wharton School of the University of Pennsylvania
• Jeremy Schwartz, Global Chief Investment Officer, WisdomTree
• Andrew Tsiropinas, Head of Wirehouse & IBD Distribution - East, WisdomTree

4:50-5:05pm

Bonds Are Back!

• Gibson Smith, Founder, Smith Capital Investors
• Moderator: Richard B. Jones, Merrill Private Wealth Management

5:05-5:20pm

Investing for 5-10 Months and 5-10 Years

• Richard Bernstein, CEO & CIO, Richard Bernstein Advisors
• Terry Ober, National Director, Richard Bernstein Advisors

5:20-5:35pm

Conversation with America’s #1 Advisor and #1 Next-Gen

• Jeff Erdmann, Merrill Private Wealth Management
• Xi Qiao, UBS Wealth Management
• Robert Bruno, Head of Retail Distribution, First Eagle Investments

5:35-5:40pm

Closing Remarks

• Frank Berland, Managing Partner, SHOOK Research

5:40-6:30pm

COCKTAIL RECEPTION

6:30pm

DINE-AROUNDS WITH PARTNERS

TIME

SESSION & SPEAKER

7:30-8:30am

Breakfast

8:30-8:40am

Welcome Remarks

• Liz Shook, Co-Founder & COO, SHOOK Research

8:40-8:45am

SHOOK One’s – My Best Idea

• Raj Sharma, Merrill Private Wealth Management
• Ryan Welch, Sr. VP, Advisors Asset Management

8:45-9:00am

Capturing the Opportunity Ahead: A Conversation with Vince Lumia

• Ron Insana, Senior Advisor, Schroders
• Vince Lumia, Head of Field Management, Wealth Management, Morgan Stanley Wealth Management
• Michael Schweitzer, Sr. VP & Head of HNW Strategy & Distribution, Capital Group, Home of American Funds

9:00-9:20am

Key Drivers of Growth for Top Performing Advisors

• Ken South, Tower 68 Financial Advisors
• Todd Silaika, Merrill Lynch Wealth Management
• Moderator: Alisa Maute, EVP, Growth Solutions, LPL Financial

9:20-9:40am

International & Domestic Opportunities

• Jon Mackay, Head of Platform Distribution, Schroders
• Eric Hundahl, Head of Portfolio Strategy, BNY Mellon
• Moderator: Ron Insana, Senior Advisor, Schroders
• Sevan Sakayan, Western Regional Director, BNY Mellon

9:40-10:00am

Fear No Bear – 3 Habits of Highly Effective Financial Professionals During Down Markets

• Patti Brennan, Key Financial Inc.
• Seth Haye, Morgan Stanley Wealth Management
• Tim Seifert, Sr. VP & Head of Ret. Solo. Dist., Lincoln Financial Group

10:00-10:15am

REFRESHMENT BREAK

10:15-10:30am

Real Assets & Inflation: Seeking to Optimize Your Portfolio in a Low-Growth, High-Inflation Environment

• Marc Dummer, Managing Director & Portfolio Manager, Principal Global Asset Allocation
• Alisa Guetzkow, Senior Director, Principal Global Investors

10:30-10:50am

LoMo (The Longevity of Money)

• Jeannie Underwood, SVP, Head of Global Atlantic Consulting

10:50-10:55am

Carbon Markets: Asymmetric Returns

• Luke Oliver, Managing Director, KraneShares

10:55-11:05am

The Last Word

• R.J. Shook, Co-Founder & President, SHOOK Research, Senior Forbes Contributor
• Liz Shook, Co-Founder & COO, SHOOK Research